Literature reviews

Literature reviews are not easy to write. They are complex and there are many things to consider. But if you approach them methodically, they will become easier with practice.

A literature review is the presentation, classification and evaluation of what other researchers have written on a particular subject. It is not simply a “shopping list” of what others have said, however. It is organised according to your research objective, research question, and/or the problem/issue you wish to address. With the research objective, the literature review forms a focused and structured outline of what others have done in the area that you are concerned with investigating.

Why do a literature review?

Surveying and evaluating the literature that has already been written on a subject provides context for your own research. It enables you to clarify and sharpen your own research focus and methodology. Evaluating each publication by reviewing it can also clarify what has been established with a degree of certainty, and what is considered acceptable research work in a given field of study.

Literature reviews are essential in higher degree by research work (i.e., PhDs and Masters thesis writing). But occasionally you will have to ‘review the literature’ when writing an undergraduate essay. While the expectations and level of sophistication differs in these cases, the process is the same.

Download more information in our helpsheet, Literature Reviews: Detailed.

What is literature?

Primary, secondary and tertiary sources

Literature’ refers to all the texts and works concerning a particular topic. If you’ve been asked to do a literature review on the history of the Aztecs, the ‘literature’ refers to any books, journals, conference papers, letters or documents or other pieces work about (or by) the Aztecs. Literature is generally divided into primary, secondary and tertiary sources.

A primary source about the Aztecs would be a first-hand report of an encounter with them, or any work by an Aztec. Primary sources are always considered the strongest means of evidence. In the university context, a primary source is also a seminal paper by an author that outlines for the first time a key concept, theory or methodology that is later used by other researchers. It’s the first time something important is published.

Secondary sources evaluate or discuss primary sources. A secondary source is based on the work of another person and is usually an analysis of the original source. It’s important to not take any single secondary source as a complete representation as they might be  unsubtle, misinformed, or wrong. Secondary sources can be valuable in terms of determining the degree of influence of primary source material, but when using secondary sources read widely and read critically.

Tertiary sources collate a broad array of information on a topic and compiles it in one location. A text book, for example, is a tertiary source, as it takes a lot of information within a field and presents it conveniently in one document. Tertiary sources can be useful in working out the ‘lay of the land’ in terms of a field of study. It’s good to start out with tertiary sources, but quickly drill down to primary and secondary sources when you are clear about the focus of your research.

At university, while any source of literature can be used, the works that have greatest currency and respectability are peer-reviewed journal articles (sometimes called ‘scholarly’ articles or papers).

How many references are needed?

There is no guide for how many sources you might need to consult when doing a literature review. It depends on your level of study and the topic itself. A “hot” topic in an area of cancer research for a PhD student might require keeping abreast of hundreds of research publications a week. A “cold” topic such as St Anselm’s third version of the ontological argument for God’s existence, might have a very limited range of research publications worldwide, and no recent publications. For a “luke-warm” topic there is likely to be dozens of useful recent research papers that you need to read.

The following is a general guide only and you should always check with your lecturer first.

  • Undergraduate review: 5-20 titles depending on level
  • Honours dissertation: 20+ titles
  • Masters thesis: 40+ titles
  • Doctoral thesis: 50+ titles

What are you aiming for?

If you are writing a thesis or dissertation, the aim of writing a literature review is to understand the context of your own research by surveying and evaluating what has already been written on the topic. Surveying the literature can enable you to clarify your own focus and methodology. Evaluating each publication can also clarify what are considered valid and important areas in your field of study.

Crucially, a literature review helps to establish the research gaps in a particular area and, in so doing, outlines areas that require further research and investigation. When reviewing literature, you refer to what others have written or done on a topic and compare and contrast the work of others. Your aim is to find a gap: i.e., what others have done and what needs to be done in your particular area of study. The literature review puts this gap into focus. Filling the gap is what you then go on and do in your research. For more on finding the Gap, see here.

Narrowing the focus of the literature review is vital. It is not easy to find a gap in a research area such as: Computer crime. The area is too vast. However, if you were reviewing literature on Embezzlement via the use of targeted malware attacks on global supply chains of conglomerates in the footwear and clothing industry, you might have more luck. This is because your narrow area will have a limited range of research papers to investigate, and there are more likely to be discernible gaps. In general, being narrowly focussed is a good thing for research projects and literature reviews.

Structuring a review

The structure of a literature review is very similar to an essay with an Introduction, Body and Conclusion. However, there is more detail in terms of one’s analysis of the literature compared to a standard essay. There is also important links between what is set up in the Introduction and what is delivered in the Body. Note that for an undergraduate literature review not everything listed here is expected.

The Introduction

There are several distinct steps here. The Introduction:

  • Outlines the general topic or issue, setting up the context for the review
  • Narrows down to the specific area that you are interested in reviewing
  • Isolates what has been published on this topic before and what needs further investigation, i.e., the ‘gap’ in research
  • States the research question or hypothesis(es)
  • Articulates a thesis statement or argument to frame the discussion
  • Provides an outline of the parts of the review that are to follow.

Optionally the Introduction can also:

  • Present reasons for reviewing the literature on this topic, outlining what criteria will be used to analyse and compare the literature
  • Provide a justification for the research in terms of why it is needed

The Body

The Body is where the detailed reviewing of literature occurs.  There are several considerations:

  • Each article or source should be summarised briefly with details highlighted depending on what you want to emphasise. It’s important to emphasise key ideas related to your topic and not dwell on less significant or tangential discussion points.
  • Paragraphs need to be set out in a logical order and avoid repetition, and inadequate analysis (equally one cannot cover everything). There is always a danger of going “off topic” in a literature review. This also should be avoided.
  • There should be a progressive narrowing of the review sections, moving from wider, more general discussions to more specific technical details and towards subtle refinements in the argument being made. There are a number of ways this can be done.
  • One has to ensure a fair review in the case of contrary perspectives to those being advanced by the writer. Each perspective on the topic being covered needs a fair hearing, and needs to be compared and contrasted with more established perspectives.
  • Literature should be grouped in clear ways (see below, ‘Reporting on literature’). This can be done by combining qualitative or quantitative methodological approaches, clustering the findings and conclusions reached by authors,  sorting via a chronological treatment (earlier to later), or by means of grouping differences in argumentation. One way of doing this is via a writing taxonomy (see below).
  • Above all else, a clear argument needs to be made by the reviewer themselves in light of the literature being discussed. A literature review is never adequate if it is merely an overview of other perspectives.  Importantly, a literature review is not simply a “shopping list” of theories or approaches. In reviewing the literature one is looking to articulate and expose your response to the research gap. The aim of it is to find your “eye in the storm” of published information.

Download our helpsheet on the topic, Literature Review: Structure.

The Conclusion

Typically, the Conclusion of a literature review should:

  • Summarise the significance and contributions of the literature to your overall topic
  • Evaluate the general consensus, but include any limitations or flaws in any research papers
  • Articulate how your analysis of the literature exposes a research gap that is worthy of further investigation in the following pages (e.g., in a research thesis)
  • Include a general comment on your topic and the importance/relevance to your discipline area.

Writing it up

To start with, you need to do research — a lot of it. You have to cover the  topic you have chosen extensively, and be succinct and yet comprehensive (a difficult balancing act). Find any and all pertinent literature on the topic. Start with tertiary literature to find a broad topic and then drill down to secondary and primary literature.

While you need to read widely it doesn’t mean that you have to use every document ever written in your area (that is not possible anyway). But you need to make sure that you give an accurate portrayal of the literature in the field in the area you have chosen to investigate. This will take some time. The quantity you’ll be required to read, and the sophistication of the literature review expected, will depend on your year level and the degree program you are undertaking.

Organise the literature you’ve found, either chronologically or based on similar views or approaches. Create a writing taxonomy (see below). This could serve as a basic plan for the overall literature review. At the end of that, you should know what each paragraph will be about and what order they will go in.

A literature review must be written in complete sentences. Provide in-text and reference list citations for all the articles you’ve used just as you would in an essay.

Developing a writing taxonomy

Designing an outline that gives shape to your literature review can help in the process of writing one. Attempts have been made to develop writing taxonomies (Rochecouste, 2005). A good way to think of this is as a series of nested categories with ‘vertical’ and ‘horizontal’ axes. An example of an outline on the topic of Euthanasia is provided below.

The first box represents the Introduction that sets the scene. The last box sums up the debates. The Body content is in the boxes in-between. Of course, this is simple for the purposes of elucidation.

The ‘vertical’ categories (the “outer” boxes) are: a) Literature supporting euthanasia, b) Literature in opposition to euthanasia, and c) Literature supportive/against euthanasia, but with reservations. The ‘horizontal’ categories (the “inner” boxes) are various arguments or evidence-based considerations for each position. You now have the beginnings of a literature review! It is merely a matter of filling in the details.

Of course, this kind of outline can be expanded infinitely, as needed depending on the complexity of the review.

Download our helpsheet on the topic, Literature Review: Planning.

Reporting on literature

There are a number of ways to group literature and report on it when writing a literature review. It’s essential to do this. Writing without structure just leads to a big mess of ideas.

1. Grouping literature

Group literature in different ways. (Notice the difference in tense in the examples below):

  • Difference of approach: ‘While Jones (2002) argues … Smith (1999 )… claims that …’
  • From distantly to closely related: ‘Smith (1999) and Jones (2001) both showed that … However, Hutchison (2002) demonstrated that …’.
  • Chronologically: ‘Early marketing theory owes its development to … Many studies contributed to … for example, Jones and Smith (1986). Hunt (1987) was recognised for … but later Jamison (1999) showed that..’.

2. Reporting information

Use different ways of reporting on data, so that your literature review does  not sound monotonous:

  • Information prominent: ‘Research indicates that … (Becker, 1997, p. 9) (present tense)
  • Weak author prominent: ‘Research has shown/Some have argued that … (Becker, 1997, p. 9). (present perfect tense)
  • Author prominent: ‘Becker (1997, p. 9) argues that … (present tense).

3. Citing information using Critical Review Language

Make use of a variety of different reporting phrases:

  • In Becker’s view … (Becker, 1997, p. 9)
  • ‘Becker’s point seems to be that … (Becker, 1997, p. 9)
  • ‘Becker rejects the idea that… (1997, p. 9)
  • ‘Becker questions the idea that… (1997, p. 9)
  • ‘Becker investigates the idea that… (1997, p. 9)
  • According to Becker… (1997, p. 9)
  • Becker undermines the position that…(1997, p. 9).

Examples

Below are some excerpts of literature reviews of varying quality, and an analysis of each.

Example 1

Smith (1990) conducted an experiment on fear and self-esteem with 150 undergraduates. In the study he tested subject self-esteem and then exposed subjects one at a time to a fear-inducing situation. He found that those with lower self-esteem felt greater fear. Jones and Jones (1982) surveyed elderly residents. The respondents who had the greatest independence, self-esteem and physical health, had the lowest degree of fear of being a victim of crime…DeSallo’s study (1984) of 45 college males found that those who had the greatest self-esteem felt the least degree of fear. Yu (1988) found the same for college females… 

Analysis 

  • A list of experiments. It’s merely a shopping list of experiments without analytical depth. “He found … she found…”
  • No clear position of the writer (no writers’ voice).
  • The point of the review, the gap, is not clear.
  • Lack of subtlety in expression. No use of tentative, modal expressions like ‘seem to indicate’… There is no appreciation that there are few “hard facts” in academic scholarship.

Example 1 improved

People with greater self-esteem appear to be less fearful. Laboratory studies with college students (DeSallo, 1984; Smith, 1990; Yu, 1988) find a strong negative relationship between self-esteem and fear. The same relationship was found in a survey of elderly people (Jones & Jones, 1982). Only one study contradicted this finding (Johnson, 1985). The contradictory finding may be due to the population used…

Analysis 

  • Attempt made to provide analytical balance, comparing one view with others.
  • Attempt to draw a conclusion about the data: “This contradictory finding may be due to…” The writer’s voice is emerging.
  • Use of modal expressions: ‘appear to be less fearful…’.. ‘may be due to’…
  • No clear gap.

Example 2

Muelenberg (1986) also identifies the gap existing between the two disciplines. He notes that agricultural marketing theory has not adopted the marketing management approach of business marketing theory or examined competitive strategy in the same way as business literature. According to Richardson (1986), the marketing management approach (which he refers to as the agribusiness concept) has ‘gained very little acceptance … and no significant analytical or research results’ in the area of agricultural marketing (p. 100). However, it appears that parts of agricultural marketing theory seem to be moving towards the marketing management approach. …

Example 3

The apparent differences between agricultural marketing and business marketing theories may not present a problem because both disciplines examine issues which are likely to require different theories and techniques for analysis. However, concern must be expressed at the failure of researchers to comprehensively examine the marketing strategies undertaken by individual farm businesses. Businesses in the agricultural sector include farmers and other often larger and more sophisticated agribusinesses, such as input suppliers and merchants. Business literature contains published articles examining the marketing strategies of large agribusiness companies; however, little research appears to reach down to the farm business level. (McLeay & Zwart, 1993)

Analysis

  • Research gap is clear (underlined text)
  • Writer’s voice emerges clearly from reviewed text
  • The writer is controlling the review for their own research purposes. They use the literature as support for their own perspective that has been drawn from gaps in the research work of others.

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